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This article studies how fields grow when elements and roots are
adjoined, with particular attention to minimal polynomials, extension
degrees, splitting fields, finite fields, Frobenius, and primitive
elements.
Definition. If are fields, is a field extension. Its
degree is , the
dimension of as a vector space
over . The extension is finite if
this dimension is finite and algebraic if every element of is algebraic over .
Definition. The prime subfield of a field
is its smallest subfield,
equivalently the intersection of all subfields of .
Proposition. Every field contains a unique prime subfield. It is
isomorphic to when and to when .
For , distinguish
from the smallest subfield , whose
elements are rational expressions with nonzero denominator.
Definition. An extension is simple if for some . Such an element is called a primitive
element of the extension.
Algebraic and
transcendental elements
Definition. An element is algebraic over if for some nonzero ; otherwise it is
transcendental. The evaluation homomorphism is
If is algebraic, the
kernel is a nonzero principal ideal; its monic generator is the minimal
polynomial of over
. Every other generator differs by
a nonzero scalar, so the monic normalization ensures uniqueness.
Proposition.Minimal-polynomial
properties. If is
algebraic over , then is irreducible, exactly when , and
If is transcendental,
then and .
Proof. Write . First, if with both factors nonconstant, then
forces a
polynomial of smaller degree to vanish at . Thus is irreducible and is maximal. Second,
is therefore a field. Third, by the definition of the generated
field, .
Moreover,
If is transcendental,
evaluation is injective, giving and, on fraction
fields, . ◻
Corollary. If , then is an -basis of , and .
Proof. For every , polynomial division gives
Hence ,
giving spanning. If ,
minimality forces , giving
linear independence. ◻
Proposition. If are algebraic
over , then
and this is a finite extension of . Conversely, if the finitely generated
-algebra on the left is a field,
every is algebraic over
.
Proof. Adjoin the algebraic elements one at a time; each
step is finite and is already a field, so the composite is finite and
equals the generated field. The converse is Zariski’s lemma: a field
finitely generated as an algebra over a field is finite algebraic over
it. ◻
Proposition. For algebraic elements and over , there is an -isomorphism sending to if and only if ; when it exists,
it is unique.
Proof. An -isomorphism
carrying to carries every polynomial relation
of one to the other, so the monic minimal polynomials agree. Conversely,
identify both fields with ;
the resulting isomorphism sends the class of , hence , to . This requirement determines the
image of every rational expression, proving uniqueness. ◻
Theorem.Eisenstein’s criterion. If
and a prime satisfies
then is irreducible over .
Degrees and towers
Proposition. Every finite extension is algebraic. A
simple extension has
when is algebraic and has
infinite degree when is
transcendental.
Proof. In a finite extension, are linearly
dependent, so every is
algebraic. The algebraic degree formula follows from the
simple-extension degree corollary above; if is transcendental, its powers are
linearly independent, so . ◻
Theorem.Tower law. For fields
,
with cardinal multiplication in general. In particular, if both
degrees on the right are finite their product is the ordinary integer
product; if either is infinite, then is infinite.
Proof. Let be an -basis of and a -basis of . For ,
Moreover,
Thus is an -basis of , and . ◻
Definition. The relative algebraic closure
of in is
This is a subfield of , and
is algebraic.
Indeed, if are algebraic, the
finite extension contains
, , and when ; every element of a finite
extension is algebraic.
Adjoining roots and
splitting fields
Theorem.Kronecker. Every
nonconstant has a root in
some field extension of .
Theorem.Existence and uniqueness of
splitting fields. Every nonconstant has a splitting field over
, unique up to an -isomorphism.
Proof outline. Existence follows by adjoining roots
successively. For uniqueness, if and are roots in two extensions of
the same irreducible ,
then
Starting with this isomorphism and adjoining the remaining roots one
at a time extends it inductively. Since each splitting field is
generated by all the roots, the final -embedding is surjective and hence an
-isomorphism. ◻
Proposition.Multiple-root
criterion. An element is a multiple root of if and only if . An
irreducible has a
multiple root in a splitting field if and only if . Thus irreducible polynomials
over a field of characteristic
have distinct roots.
Finite fields and Frobenius
Every finite field has characteristic and is a finite-dimensional vector
space over ; dimension
gives order .
Theorem.Classification of finite
fields. For every prime power there is a field of order , unique up to isomorphism. Its
multiplicative group is cyclic; a generator is called a primitive element
of the finite field.
Proof outline. The roots of in an algebraic closure form a
field: Frobenius makes them closed under addition, subtraction,
multiplication, and inversion. The derivative is , so there are exactly distinct roots. Any field of that
order consists of these roots, proving uniqueness. Cyclicity of the
multiplicative group follows from the root-count argument proved in the
cyclic groups section. ◻
Proposition.Frobenius. In
characteristic , , , is an injective field
endomorphism. It is an automorphism when is finite. For it has order and fixed field .
Proof. The binomial coefficients between the endpoints are
divisible by , giving ; multiplicativity is
clear. A field homomorphism is injective, and on a finite set it is
therefore surjective. Fermat’s little theorem gives for every ; since has at most roots, these are precisely the fixed
points. Since every obeys ,
the order divides ; a smaller
order would give at most fixed
elements, so the order is exactly . ◻
Theorem.Subfields of finite
fields. The subfields of are precisely the unique fields for divisors .
Proof. A subfield of order makes a vector space over it,
so by the tower law. For
, the roots of inside form the required field.
They are uniquely determined as the fixed field of the -th power of Frobenius. ◻
Theorem.Factorization of . Over , the polynomial is the product, without
repetition, of all monic irreducible polynomials whose degrees divide
.
Primitive elements and
Bézout identity
Do not confuse a generator of with a primitive element of an extension , meaning an element with .
Theorem.Primitive element theorem.
Every finite separable extension is simple. In particular, every
finite extension in characteristic , and every finite extension of a finite
field, has a primitive element.
Proof outline. If is
finite, then is finite and a
generator of generates
as a field. Suppose is infinite. By induction it is enough
to treat . Let
and be the distinct conjugates of
and (distinct by separability). Choose
outside the finite
set for which
and put . If
and are the minimal polynomials of and , then in the polynomials
have the unique common root . Their monic gcd is therefore , so and then . Thus
. Induction handles
finitely many generators. ◻
Since is a Euclidean
domain, nonzero have a
unique monic greatest common divisor , and there are such that . This is Bézout’s identity; the
Chinese remainder theorem is the related quotient-ring statement
obtained when .